Our video course is designed to make you become Confidently Compliant with your ERISA practices.
What can you get with ouR courses?
41 LESSONS
6.5 HOURS OF CFP CE CREDIT
6 HOURS OF IAR “ETHICS” CE CREDIT
SAMPLE FORMS & DOCUMENTS
WHO IS THE COURSE DESIGNED FOR?
This course is designed for financial professionals and chief compliance officers working with “Held Away” accounts (I.E., 401(k) participants). It is designed to give you a deep understanding of the ERISA law, the DOL rules and how to incorporate “best practices”.
Pricing levels
Let’s take a look at what option suits your needs the best.
$199.00
CE course
What is included:
41 Lessons
6.5 hours of CFP CE Credit
6 hours of IAR “Ethics & Professional Responsibility” CE Credit
The CE Course is best suited for financial advisors who want to expand their knowledge of working compliantly with “held away” ERISA assets.
$399.00
CE Course + documents
What is included:
41 Lessons
6.5 hours of CFP CE Credit
6 hours of IAR “Ethics & Professional Responsibility” CE Credit
Sample forms, documents & language for your ADV/compliance manual
The CE Course + Documents is best suited for advisors and Chief Compliance Officers who want to ensure their practice is ERISA compliant. It comes with sample forms, documents and language for your ADV and Compliance Manual.